After years of mastering buy-side investment trading compliance and implementing all market-leading Trade Order Management Systems (OMS), we decided to apply that expertise to develop our CLEAR Compliance™ Solution and practice. We found there was a need for both a technology platform and expert consulting services that would help our clients organize, track, manage, and simplify the lifecycle of all their compliance requirements.
With our service offering you can:
• Lever your own expertise with AI to speed up IMA reviews and rule inventory
• Organize a requirement centric program, whether it’s a rule or interpretation
• React and remedy trade flow interruptions more rapidly and more accurately
• Lift manual requirements into fully automated workflows and intelligent alerts
and more...
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